Privacy Policy

What Does Premise Capital, LLC, Do With Your Personal Information?


Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do.


The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Income
  • Employment and residential information
  • Social security number
  • Cash balance
  • Security balances
  • Transaction detail history
  • Investment objectives, goals, and risk tolerance

When you close your account, we continue to share information about you according to our policies.


All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Sentinus Asset Management chooses to share; and whether you can limit this sharing.


Please Note: If you are a new customer, we do not share your personal information other than to provide services or as otherwise legally required. When you are no longer our customer, this policy continues to apply to you.

Everyday Business Purposes The actions necessary by financial companies to run their business and manage customer accounts, such as providing investment advisory and financial planning advice, processing securities transactions, and otherwise providing financial services to you.
Affiliates Premise Capital has the following affiliate:
  • Sentinus LLC
Non-Affiliates Premise Capital does not share information with non-affiliates for marketing purposes.
Joint Marketing Premise Capital does not engage in joint marketing with non-affiliates.


Reasons we can share your personal information Does Premise Capital share? Can you limit this sharing?
For our everyday business purposes—such as to provide advice, process your transactions, and maintain your account(s) Yes No
For our marketing purposes—to offer our products and services to you No We do not share
For joint marketing with other financial companies No We do not share
For our affiliates’ everyday business purposes—information about your transactions and experiences No We do not share
For our affiliates’ everyday business purposes—information about your creditworthiness No We do not share
For our affiliates to market to you No We do not share
For non-affiliates to market to you No We do not share
Contact Us Call Premise Capital’s Manager at 815-782-1250


Sharing Practices
How often does Premise Capital notify me about their practices? We must notify you about our sharing practices when you open an account and each year while you are a customer.
How does Premise Capital protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Premise Capital collect my personal information? We collect your personal information, for example, when you
  • establish an investment advisory relationship
  • contract for financial planning services
  • open an account or deposit money with custodians
  • purchase or sell securities with executing broker-dealers
We also collect your personal information from others, such as custodians, broker-dealers, or other companies.
Why can’t I limit all sharing? Federal law gives you the right to limit sharing only for
  • affiliates’ everyday business purposes—information about your creditworthiness
  • affiliates to market to you
  • non-affiliates to market to yous
State laws and individual companies may give you additional rights to limit sharing.